Financial Advisor Worksop

Worksop Independent Financial Advice & Investment

Financial Advisor Worksop Nottinghamshire (S80): Locating a reliable financial advisor advisor in the Worksop area can be an intimidating experience, particularly if you are seeking financial advice for the very first time. Whether you are looking for investments, mortgage, pensions or even insurance guidance, all financial advisors are bound by one common rule; they must all observe the regulations set by the Financial Conduct Authority. The advantage of this is that if a financial advisor who is FCA approved gives you bad advice, and anything goes wrong, you have guarantees, and are able to go to the Financial Ombudsman Scheme or the Financial Services Compensation Scheme to have it put right.

Free Worksop Financial Advisor Quotes

When picking a financial advisor in Worksop, a good place to begin could be friends and relations, however you must keep in mind that your circumstances might not be the same as theirs, and you may need a different sort of advice. Not every financial advisor is suitable for everyone, and any advice they provide needs to be personalised to your specific circumstances. Picking a financial advisor is a major decision and it is a good idea to talk to at least 3 different firms in order to explore the options they provide, and to find one you can trust and feel comfortable with.

Financial Advisor Worksop Nottinghamshire (S80)

Restricted advisors and independent financial advisors, are the two main types of financial advisor in Worksop. Offering a wide range of options, an independent financial advisor won't be confined to just one provider's products and services. Independent financial advice must cover the whole spectrum of financial companies and products, and should be given in an impartial way. If you elect to use an independent financial advisor, you'll be able to select from the widest possible range of products, so as to find the right solution for your needs. A restricted advisor could be focused on a single product, such as a mortgage advisor, or be restricted to services and products from a specific company.

The Financial Conduct Authority requires that any financial advisor must discuss their charges with you, before taking you on as a client. You could be charged a set fee, by the hour or even a specific percentage of your investment, determined by services you're interested in. A free preliminary consultation may be offered, so that you can discuss your aims and situation to find out if the advisor is the best fit. If you use one of the larger Worksop firms, your account may be managed by a team of advisors rather than a single individual.

Financial Advisors Worksop UK (01909)

Before any financial advice is handed out you will be required to complete a confidential disclosure form, called a "Fact Find" document, which informs the advising company about your goals and financial situation. You should also be given an Initial Disclosure, or Key Facts Document, which provides information on the financial advisor, their status to offer restricted or independent advice and the scope of their permissions in the financial sector. This document will also lay down your own rights and the possible options you can take if you're not satisfied with the service provided, and would like to submit a complaint. It should detail precisely what you're signing up for, and any potential benefits and risks that exist should you choose to take the offered advice, and it must be laid out in clear language. The level of cooling-off period should also be spelled out in this document. This enables you to cancel your contract with the financial advisor within a certain time period, and if any penalty charges are incurred.

When speaking with the financial advisor initially ensure that you check their qualifications and experience. After all you are just about to entrust your financial future to their expertise, so you shouldn't be self-conscious about asking such questions. Every financial advisor in Worksop must be in a position to present an annual Statement of Professional Standing, and must hold at least a Level 4 qualification. When checking the Financial Services Register, you shouldn't freak out if your advisor's name doesn't appear on there; you should be able to find the company name, and that means the regulations covers all of their employees. If they are not able to supply this evidence, the individual can't offer advice but is allowed to offer financial guidance. Guidance is not subject to regulations in the same way as financial advice, which means that if mistakes arise neither party will have any recourse.

Financial Advisor Quotes in Worksop Nottinghamshire

If it's investing money that you are interested in, the advisor will enquire about the level of risk you might be willing to take with your hard-earned money. Many investments carry some degree of risk, but higher risk investments could potentially offer better rewards, but also more chance of losing some or all of your cash. In order to get the most beneficial financial and investment advice, your savings aims will have to be given careful consideration, i.e. how much money you want to invest, long or short term investments and how quickly you need to access your money. The one question that you should ask of yourself, which is normally overlooked, is how much you can actually afford to lose. Known as your capacity for loss, this will quite likely have an effect on services and products that you're offered.

Financial Advice Near Worksop Nottinghamshire

You will have to tell your financial advisor about your existing regular payments, investments, mortgages or personal savings. They'll need this information, so they can get a picture of your finances and give the best advice for you. Spreading the risk across a range of different products by diversifying your investments and savings, is something that smart financial advice should allow for. Having a knowledge of the best areas to consider, a certified financial advisor will concentrate on products that most closely match your financial circumstances and goals.

Communicating in the clearest possible way, your financial advisor will open up the complex world of finance and investment. This will help you to compare services and products which meet your needs, and come to an informed decision. If environmental issues are at the forefront of your mind, you could ask that ethical investment and savings schemes take top priority. You will then be able to stay clear of firms that investments meet your standards, and instead support those firms and organisations that address your concerns, for example green energy or zero carbon.

Having constant interactions with your financial advisor in Worksop could create issues with your work day and other responsibilities. This can be alleviated by supplementing face-to-face meetings with video conferencing and telephone, hence enabling you to get the advice you need at a convenient time. Even if you hardly ever have a one-on-one meeting with your personal advisor, an experienced financial advice firm in Worksop will have rigorous measures in force to keep your details secure and confidential, because working from home and remote working is now so common.


Investments can be a volatile area, and their values can fall as well as rise. If it just so happens that your investment isn't making as much money as you hoped for, it can be an extremely disheartening and worrying time. Sadly, a downward spiral in your investment isn't seen as a grounds for complaint, except if it is owing to incorrect or misleading information from your advisor.

Independent Financial Advisor Near Worksop (S80)

Any complaints should start with the firm's complaints procedure as laid out in the Key Facts Document. If the matter remains unresolved within the time stipulated by the regulating body, and the advisor is a member of the FCA, you can notify the Financial Ombudsman.

After looking into the cause of the complaint, the Financial Ombudsman will make a ruling on the issue. If it is found that the complaint is justifiable, a decision will be made on how the client can be compensated. Once the ruling is accepted by the client it becomes a legally binding decision which the advisor and their firm, must abide by. The Ombudsman will also take into consideration any hassle, distress, annoyance and inconvenience caused to the client during the situation, and fix the level of compensation accordingly.

Book a Financial Advisor in Worksop UK

Financial advice can be provided in Worksop and also in nearby places like: High Holbeck, Kilton, Gateford, Manton, Whitwell, Woodsetts, Rhodesia, Darfoulds, Shireoaks, Hodthorpe, High Hoe Rd, South Carlton, North Carlton, Rayton, Ranby, Thorpe Salvin, together with these postcodes S80 1NR, S80 1QY, S80 1DP, S80 1UF, S80 1NH, S80 1RB, S80 1PP, S80 1JQ, S80 1SD, S80 1EZ. Local Worksop financial advisers will most likely have the telephone dialling code 01909 and the postcode S80.

The Necessary Skills to be a Financial Advisor

  • To have a target driven mentality.
  • To be confident in using a computer and the main software packages.
  • Excellent business management skills for the negotiation of product fees.
  • A solid understanding of accounting and economics relating to financial products and markets.
  • Good customer service skills for identifying customer needs and requirements.
  • To be thorough and pay attention to detail.
  • The ability to promote products and services.
  • Good verbal communication skills.
  • A competent level of maths knowledge for creating financial plans.
  • To have attentive interpersonal and listening skills.
  • To be able to network and establish relationships with clients.

Financial Advisors Nottinghamshire

Services Financial Advisor S80 Financial Advice Advisers Advisor 01909 Financial Advisors Investment Nottinghamshire Advice Worksop

In Nottinghamshire you can also get: Lowdham investment advice, Bilsthorpe financial advisors, Langar financial advice, Lowdham investment advisors, Blidworth investment advisors, North Leverton with Habblesthorpe financial advice, Walkeringham financial advisors, Sutton on Trent investment advisors, Nuthall investment advice, Trowell investment advisors, Langold financial advisors, Southwell financial advisors, Edwinstowe financial advisors, Aslockton financial advice, East Leake investment advisors, Keyworth financial advisors, East Markham investment advice, Tollerton investment advice, Kimberley financial advice, Lowdham financial advisors, Hodsock financial advice, Bleasby investment advisors, Barnstone financial advice, East Bridgford investment advice, Tuxford financial advisors, Sutton Bonington financial advisors, Collingham financial advice, Elkesley investment advisors.

Worksop Financial Advice Services

Financial Advice Tasks Worksop

There are a number of different services which can be provided by your local Worksop financial advisor including tax financial planning, financial planning Worksop, annuity purchase, pension reviews, financial services, trustee investment services Worksop, unit trusts in Worksop, financial analyst services, ethical investment advice, pension consolidation advice in Worksop, stakeholder pensions, business planning, mortgage services, trusts in Worksop, ISA's in Worksop, family income benefit, long term care fee planning Worksop, bridging finance, general financial planning, portfolio management, investment planning in Worksop, income protection advice, will writing services Worksop, pension advice, equity release advice in Worksop, and more.

Financial Advice Enquiries Nottinghamshire

Nottinghamshire Financial Advice Enquiries

Recent Nottinghamshire financial advice enquiries: Matilda Parsons from Elkesley, Nottinghamshire recently asked for information on mortgages. Bryn and Safiyyah Cunningham from Rampton recently asked for information on life assurance. Adam Sykes from Langold, Nottinghamshire recently asked for information on offshore investments. Maya Dunkley from North Leverton with Habblesthorpe, Nottinghamshire recently enquired about getting financial advice. Trystan Pearson and Alba Pearson from Ollerton, Nottinghamshire recently enquired about family income benefit. Leandro Tolley and Lily-Mai Tolley from Elkesley recently enquired about pension advice. Kingsley and Amiyah Henderson from Gamston recently asked for information on investment bonds. Theodore Goddard and Farah Goddard from Nuthall recently enquired about equity release.


Financial Advisors Near Worksop

Also find: Whitwell financial advisors, High Hoe Rd financial advisors, Rayton financial advisors, Shireoaks financial advisors, Ranby financial advisors, Thorpe Salvin financial advisors, Manton financial advisors, Rhodesia financial advisors, Woodsetts financial advisors, Hodthorpe financial advisors, Gateford financial advisors, High Holbeck financial advisors, North Carlton financial advisors, South Carlton financial advisors, Kilton financial advisors, Darfoulds financial advisors and more.

Worksop Financial Advice Services

Find a Financial Advisor in Worksop Here
Financial Advice Enquiries in Worksop Nottinghamshire (01909)
  • Worksop Inheritance Advice
  • Worksop Life Insurance Advice
  • Worksop Mortgage Advice
  • Worksop Retirement Planning
  • Worksop Investment Advice
  • Worksop Cheap Financial Advice
  • Worksop Tax Advice
  • Worksop Independent Financial Advice
  • Worksop Corporate Financial Planning
  • Worksop Estate Planning
  • Worksop Financial Services
  • Worksop Wealth Management
  • Worksop Cashflow Analysis
  • Worksop Pension Advice

More Worksop Services: Undoubtedly, when you are looking at your finances in Worksop, Nottinghamshire, you will likely be in need of all kinds of different services and along with a financial advisor in Worksop, Nottinghamshire, you might additionally need contracts lawyers in Worksop, bookkeeping in Worksop, mortgage brokers in Worksop, mortgage advice in Worksop, accounting in Worksop, payroll services in Worksop, business financial planning in Worksop, family lawyers in Worksop, solicitors in Worksop, property law & conveyancing in Worksop, business consulting in Worksop, wills & probate in Worksop, debt recovery & collection in Worksop, investment advisors in Worksop, estate planning in Worksop, banruptcy lawyers in Worksop, tax preparation in Worksop, and other different Worksop experts.

Financial Advisors Around Worksop: Financial advice has recently been provided in these Worksop areas - The Bramblings, Sycamore Road, Ashley Court, St Annes Way, Cleveland Close, Sherwood Crescent, Sandringham Crescent, Duchess Street, Brandsmere Drive, Blyth Grove, Burrs Farm Court, Butt Hill, Chapelgate, Springfield Close, Chestnut Drive, Alconbury Way, St Marks Close, Scofton Houses, Craithie Road, Shrewsbury Road, Central Avenue, Bakestone Moor, Curzon Drive, Bishopdale, Thievesdale Close, Carlton Avenue, Chestnut Road, Claylands Road, Cedar Close, Swan Court, as well as these local Worksop postcodes: S80 1NR, S80 1QY, S80 1DP, S80 1UF, S80 1NH, S80 1RB, S80 1PP, S80 1JQ, S80 1SD, S80 1EZ.

For the latest local info relating to Worksop, Nottinghamshire look here

Financial Advisor Jobs Worksop: Find financial advisor jobs near Worksop by clicking here: Financial Advisor Jobs Worksop

Independent financial advisor in S80 area, and dialling code 01909.

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(This financial advisor Worksop page was last updated on 06-05-2022)