Financial Advisor Ascot

Ascot Independent Financial Advice & Investment

Financial Advisor Ascot Berkshire (SL5): Finding a first-rate financial advisor advisor in the Ascot area can be a challenging experience, especially if you're needing financial advice for the very first time. Whether it is investment, pension, mortgage or even insurance advice that you are searching for, there's one common rule for all professional financial advisors; they all have to follow FCA (Financial Conduct Authority) regulations. This comes with various guarantees, thus after taking advice from a FCA authorised financial advisor in Ascot, you can seek reparation from the Financial Services Compensation Scheme or the Financial Ombudsman, if if things go awry.

Free Ascot Financial Advisor Quotes

Recommendations from relatives and friends can be a decent starting place in choosing a financial advisor in Ascot, but remember that their needs may be different to the type of advice you are looking for. Financial advice should be individually tailored to your particular circumstances, and you'll find that certain financial advisors may not be appropriate for your requirements. To investigate the various options that they can provide and find a financial advisor that you can trust and feel comfortable with, it is wise to speak with at least 3 different firms, because after all choosing a financial advisor is a big decision.

Financial Advisor Ascot Berkshire (SL5)

There are two principal types of financial advisor in Ascot; independent financial advisors (IFA) and restricted advisors. The good thing about seeing an IFA is that they won't be limited to just one company's products or services, and can offer a wider range of options. Independent financial advice should be given in an impartial and unbiased way and across the entire spectrum of financial products and companies. If you elect to use an IFA, you will be able to pick from the broadest possible array of products, so as to find the ideal solution for you. A restricted advisor could be concerned with a single product, such as a mortgage advisor, or be limited to services and products from one particular company.

Before any financial advisor takes you on as a client, they're required by the Financial Conduct Authority to discuss their charges with you. You could be charged by the hour, a set fee or possibly even a percentage of your investment value, based on services you are looking for. To enable you to discuss your goals and see if the advisor is the proper choice for you and your circumstances, a free initial consultation might be offered. If you use one of the larger Ascot firms, your account may be looked after by a team of advisors rather than just one person.

Financial Advisors Ascot UK (01344)

Before any actual financial advice is handed out you will need to complete a confidential disclosure form, called a "Fact Find" document, which informs the advising firm about your ambitions and financial situation. To provide information on the financial advisor, their situation for offering independent or restricted advice and their scope of permissions in the financial arena, you'll also be handed a Key Facts or Initial Disclosure Document. If you aren't happy with the service provided, and wish to submit a complaint, this document will also set down your rights and the options you can take. It should detail what you're committing yourself to, and any potential risks and benefits that exist should you elect to accept the offered advice, and it should be written in plain language. The cooling-off period should also be fully explained in this Key Facts Document. This permits you to change your mind within a certain number of days, and cancel the agreement with your financial advisor.

When speaking to your financial advisor for the first time make sure you check their experience and qualifications. After all you are just about to entrust your long-term financial wellbeing to their expertise, so you shouldn't be embarrassed about asking such questions. A Level 4 qualification is the minimum qualification for any financial advisor in Ascot, and they must also be able to present an annual Statement of Professional Standing. If your advisor's name does not show up on the Financial Services Register, you don't need to panic, the firm the individual works for will almost certainly be on the register and their advisors are all covered by the regulations. If these cannot be presented the person may still offer financial guidance instead of advice. Guidance is not regulated in the same way as financial advice, meaning that if errors occur neither party will have any recourse.

Financial Advisor Quotes in Ascot Berkshire

If you're looking for advice on investments you will be asked about the level of risk you're willing to take. High risk investments could potentially offer substantial rewards, however some or all of your funds could be lost. The best financial and investment advice should take you savings objectives into consideration, i.e. how much capital you want to invest, long or short term investments and how quickly you need access to your funds. "How much money can you truly afford to lose?" Is the one important question that you should really be asking yourself. This is sometimes referred to as your 'capacity for loss' and could affect the services and products that may be offered for your consideration.

Financial Advice Near Ascot Berkshire

Right from the start, it's crucial that you let your financial advisor know about any existing mortgage loans, personal savings, regular payments or investments that you currently have. This will provide a clear and full picture of your financial circumstances, without which the advice you are given may not be the most appropriate for you. The diversification of your savings and investments by spreading the risk across different products, is a vital part of reliable financial advice. A seasoned financial advisor in Ascot will be aware of the best areas to consider, which reflect your goals and your financial situation.

Communicating in the clearest way possible, your financial advisor will throw open the multifaceted world of finance and investment. You should be able to make an informed and educated decision after you have learned about the various products and services which match your needs. You could even ask your financial advisor only to include ethical savings and investment schemes. This not only provides you with investment opportunities, but also enables you to support renewable energy or zero carbon projects, and stay away from companies and businesses that don't share the same values as you do.

Working closely with a financial advisor in Ascot can be challenging to manage around work and other obligations. This can be reduced by supplementing one-on-one meetings with video conferencing and phone calls, thus enabling you to get the guidance you need at convenient times. Even if you never have a one-to-one meeting with your advisor, an experienced financial advice firm in Ascot will have stringent measures in force to keep your details confidential and secure, because working from home and remote working is now a large part of our society.


You must keep in mind that the financial world is a volatile sector, and investment values can just as easily go down as well as up. It can be quite disheartening and stressful if your investment fails to make as much money as you hoped for. However, except if it is due to misleading or wrong information from your financial advisor, a downward spiraling of your investment isn't seen as a grounds for complaint.

Independent Financial Advisor Near Ascot (SL5)

The firm's complaints procedure should be the best place to start with any disputes, and the Key Facts Document will explain this. If the advisor is a member of the FCA, you can let the Financial Ombudsman know about the problem if it remains unsolved within the time schedule stipulated by the regulating authority.

The Financial Ombudsman will independently review the cause of the complaint and make a ruling. A decision is made on how to financially compensate the customer, if the complaint is justified. On acceptance by the customer, the ruling will become a legally binding one, and the financial advisor and their firm must abide by it. Any hassle, distress, inconvenience and annoyance caused to the customer during the situation, will be accounted for when the Ombudsman fixes the level of compensation.

Book a Financial Advisor in Ascot UK

Financial advice can be provided in Ascot and also in nearby places like: Sunninghill, Cheapside, Longcross, Bullbrook, Warfield, Sunningdale, Windlesham, Winkfield Row, Chavey Down, North Ascot, Windsor, Englefield Green, Wood End, Virginia Water, Egham, Bracknell, South Ascot, together with these postcodes SL5 9HD, SL5 7DP, SL5 9AN, SL5 7DU, SL5 7FY, SL5 7JX, SL5 7EY, SL5 7DQ, SL5 7HS, SL5 9EG. Local Ascot financial advisors will most likely have the postcode SL5 and the telephone dialling code 01344. Checking this out will make sure that you access local financial advisers. Ascot homeowners are able to utilise these and many other comparable services.

Ascot Financial Advice Services

Financial Advice Tasks Ascot

There is a variety of services which are provided by your local Ascot financial advisor including business protection, pension drawdowns, will writing services in Ascot, life insurances, investment advice, trusts, personal financial planning in Ascot, pension transfers, stakeholder pension advice, offshore investments Ascot, investment bonds Ascot, personal protection, pensions in divorce in Ascot, corporate financial planning Ascot, trustee investment services in Ascot, annuities, financial analyst services in Ascot, multi-asset portfolios Ascot, death benefit advice Ascot, annuity purchases in Ascot, cash flow modelling Ascot, business financial planning, cashflow analysis, critical illness cover, tax planning, saving for children in Ascot, investment consolidation advice Ascot, pension consolidation in Ascot, equity release Ascot, cheap financial advice in Ascot, and more. These are just a handful of the tasks that can be performed by a financial advisor. Ascot professionals will inform you of their full range of services.

Regular Duties of a Financial Advisor

  • A financial advisor keeps up to date with regulation changes and new products.
  • A financial advisor provides counselling, education and consultation with regards to finances and investments.
  • A financial advisor makes deals with with providers of financial products.
  • A financial advisor talks to clients about their finances and plans.
  • A financial advisor produces comprehensive financial reports.
  • A financial advisor works in collaboration with associates to gather market information, statistics and trends.
  • A financial advisor meets targets for sales and performance.
  • A financial advisor researches financial products and explains them simply and clearly to clients.
  • A financial advisor maintains a record of transactions and clients.
  • A financial advisor updates customers about their investments.

Financial Advisors Near Ascot

Also find: Warfield financial advisors, Sunninghill financial advisors, Winkfield Row financial advisors, Windsor financial advisors, Englefield Green financial advisors, Longcross financial advisors, Bullbrook financial advisors, Virginia Water financial advisors, Windlesham financial advisors, Bracknell financial advisors, Wood End financial advisors, Cheapside financial advisors, Sunningdale financial advisors, North Ascot financial advisors, Egham financial advisors, South Ascot financial advisors, Chavey Down financial advisors and more. Most of these villages and towns are served by local financial advisers. Ascot residents can get price quotes by going here.

Ascot Financial Advice Services

Find a Financial Advisor in Ascot Here
Financial Advice Enquiries in Ascot Berkshire (01344)
  • Ascot Trustee Investments
  • Ascot Wealth Management
  • Ascot Estate Planning
  • Ascot Cashflow Analysis
  • Ascot Investment Advice
  • Ascot Independent Financial Advice
  • Ascot Retirement Advice
  • Ascot Pension Advice
  • Ascot Life Insurance Advice
  • Ascot Inheritance Advice
  • Ascot Cheap Financial Advice
  • Ascot Financial Advice Quotations
  • Ascot Financial Services
  • Ascot Tax Advice

Financial Advisors Around Ascot: Over the past 12 months financial advice was provided in these Ascot streets: Tenby Drive, The Ridge, Dry Arch Road, Sunninghill Court, Titlarks Hill, Shepley End, Durning Place, Bowyer Walk, Cherington Way, Dale Lodge Road, Charters Way, The Burlings, School Road, Blackmoor Wood, St Marys Road, Stanmore Close, Charters Close, Station Hill, Shepley Drive, Ancaster Drive, Station Road, Carbery Lane, Course Road, Dawnay Close, Cheapside Road, Coronation Road, Sheridan Grange, Chanctonbury Drive, Sovereign Court, The Covert, and in these Berkshire postcodes: SL5 9HD, SL5 7DP, SL5 9AN, SL5 7DU, SL5 7FY, SL5 7JX, SL5 7EY, SL5 7DQ, SL5 7HS, SL5 9EG. People living in these areas recently needed the help of a financial advisor. Ascot residents received high quality and dependable financial services.

If you would like to get local information on Ascot, Berks check here

Independent financial advisor in SL5 area, 01344.

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(This financial advisor Ascot content was successfully updated on 01-09-2022)