Financial Advisor Leek

Leek Independent Financial Advice & Investment

Financial Advisor Leek Staffordshire (ST13): If you're seeking financial advice for the very first time, trying to find a good independent financial advisor in the Leek area can be an intimidating experience. Nevertheless, all financial advisors have one thing in common; they all have to observe the regulations of the Financial Conduct Authority, whether you are after pensions, investments, mortgage or even insurance advice. This comes with some guarantees, thus after getting advice from a FCA registered financial advisor in Leek, you can seek reparation from the Financial Services Compensation Scheme or the Financial Ombudsman, if if things go wrong.

Free Leek Financial Advisor Quotes

A decent starting place when choosing a financial advisor in Leek can be friends and family, but bear in mind that the type of advice you are searching for may be significantly different to theirs. Financial advice needs to be individually tailored to your unique circumstances, and you will discover that some financial advisors might not be suitable for you. Selecting the right financial advisor is crucial and it pays to speak to at least 3 different firms so as to check out the various options they provide, and to find one you feel comfortable with and can trust.

Financial Advisor Leek Staffordshire (ST13)

When you're looking to pick a financial advisor in Leek, there are two main types; independent financial advisors and restricted advisors. The good thing about seeing an independent financial advisor is that they won't be confined to just one company's products or services, and can offer a broader range of options. Independent financial advice should be offered in an unbiased way and across the whole spectrum of financial companies and products. If you decide to use an independent financial advisor, you will be able to pick from the broadest possible array of services, in order to find the ideal solution for you. A restricted advisor could be tied to services and products from a single provider, or might even concentrate on just one product, as you might find with a mortgage advisor.

Before accepting you as a client, any financial advisor in Leek must discuss their charges with you, as required by the Financial Conduct Authority. Contingent on the services you require, you could be charged a set fee, by the hour or possibly even a percentage of your investment. To discuss your goals and see if the advisor is suitable for your situation, you might be offered the chance of a free first consultation. If you use one of the bigger Leek companies, your account might be looked after by a team of advisors rather than just one individual.

Financial Advisors Leek UK (01538)

To outline your goals and financial situation to the advising company, you will need to fill out a "Fact Find" form, which is a confidential disclosure document. You should also be given an Initial Disclosure, or Key Facts Document, which provides information regarding the financial advisor, their situation for offering restricted or independent advice and the extent of their permissions in the financial sector. Your legal rights should also be laid out in this document, along with the possible options you can take if you need to complain because you are not happy with the service you are given. It should outline what you're signing up for, and any possible benefits and risks should you opt to take the offered advice, and it should be laid out in clear language. The level of cooling-off period should also be spelled out in this document. This permits you to cancel your agreement with the financial advisor within a specific time frame, and if any penalties are incurred.

The first time you're speaking with the financial advisor you need to check what experience and qualifications they've got. You needn't be self-conscious about asking these questions, after all you're on the verge of entrusting your long-term financial wellbeing to their skill. All Leek financial advisors must hold at least a Level 4 qualification and present an annual Statement of Professional Standing. When checking the Financial Services Register, you should not stress if your particular advisor's name doesn't show up on there; you should be able to find the firm name, and that means the legislation covers all of their advisors. The person may still offer financial guidance rather than advice, if these can't be presented. Guidance is somewhat different to advice as it isn't regulated, and if financial errors are made there will probably be no recourse to either party.

Financial Advisor Quotes in Leek Staffordshire

You will be asked the amount of risk you are ready and able to take on, if you are seeking advice on investments. Many investments carry some element of risk, but higher risk investments could offer bigger rewards, but also more likelihood of losing your cash. Decent investment and financial advice will take into account your savings objectives, i.e. how quickly you need access to your funds, how much you have to invest and short or long term investments. You should invariably ask yourself the one vital question, how much money can you afford to lose. This is sometimes referred to as your 'capacity for loss' and could affect the products and services that could be offered for your consideration.

Financial Advice Near Leek Staffordshire

From the outset, it's vital that you tell your financial advisor about any investments, mortgages, regular outgoings or savings accounts that you currently have. This should give a full and clear picture of your financial situation, and without this the advice you are given might not be the best for you. Spreading the risk load across a number of different products by diversifying your investments and savings, is something that good quality financial advice should embrace. Having an understanding of the best areas to consider, an experienced financial advisor will focus attention on products that match your goals and financial situation.

Communicating in the clearest possible way, your financial advisor will lay bare the multifaceted world of investment and finance. This will permit you to compare services and products which match your needs, and make an informed decision. If the environment is at the forefront of your mind, you could perhaps ask that ethical investment and savings schemes take top priority. This does not just give you investment possibilities, but also allows you to lend your support to zero carbon or renewable energy projects, and keep away from companies and businesses that don't share the same values that you do.

Working alongside your financial advisor in Leek can be tricky to fit in around work and other commitments. One-on-one meetings can be complemented with phone calls and video conferencing to enable you to get advice at a time to suit you. Remote and home working is now so common, and an experienced financial advice company in Leek will have stringent measures in force to keep your details secure and confidential, even if you never have a one-to-one meeting with your advisor.


Investments can easily go down as well as up, since the financial world can be a volatile one. If it happens that your investment fails to make the amount of money you were hoping for, it can be an extremely stressful and frustrating time. Your investment having a downward trend isn't seen as a grounds for complaint, unless your advisor has supplied you with misleading or incorrect information.

Independent Financial Advisor Near Leek (ST13)

Any disputes should start out with the firm's official complaints procedure as indicated in the Key Facts Document. You can let the Financial Ombudsman know about the situation if it is unsolved within the time schedule stipulated by the regulating body, and the financial advisor is registered with the Financial Conduct Authority.

The Financial Ombudsman will come to a decision after reviewing the cause of the complaint independently. A decision will be made on how to rectify or financially compensate the client, if the complaint is upheld. Once agreed on by the customer, the decision becomes a legally binding one, and the advisor and their company must comply with it. Any upset, distress, inconvenience and trouble caused to the client during the dispute, will be taken into account when the Financial Ombudsman fixes the level of compensation.

Book a Financial Advisor in Leek UK

Financial advice can be provided in Leek and also nearby in: Meerbrook, Upper Hulme, Blackshaw Moor, Horton, Biddulph Moor, Stockton Brook, Bagnall, Bradnop, Brown Edge, Ipstones, Onecote, Bottomhouse, Winkhill, Thorncliffe, Cheddleton, Rudyard, as well as in these postcodes ST13 5NX, ST13 5HA, ST13 5NL, ST13 5BU, ST13 5PL, ST13 5DU, ST13 5ET, ST13 5BN, ST13 5JS, ST13 5RA. Locally based Leek financial advisors will probably have the postcode ST13 and the telephone dialling code 01538.

Required Skills for Financial Advisors

  • To have excellent time management skills.
  • A competent level of maths knowledge for developing financial strategies.
  • To be good at selling products and services.
  • To be confident in using a computer and the primary software packages.
  • To have the ability to listen attentively
  • To be thorough and pay attention to detail.
  • To be able to network and build relationships with customers.
  • Excellent customer service skills for establishing customer requirements.
  • Outstanding verbal communication skills.
  • Excellent business management skills for negotiating product fees.
  • A solid knowledge of accounting and economics associated with financial products and markets.

Leek Financial Advice Services

Financial Advice Tasks Leek

There are a wide array of services that are provided by your local Leek financial advisor including income protection Leek, cash flow modelling Leek, will writing services Leek, investment planning Leek, independent financial advice Leek, wealth management & investments Leek, pension reviews, pension planning in Leek, corporate bonds, ISA's Leek, mutual funds, trustee investment services Leek, long term care fee advice, investment bonds Leek, mortgage advice Leek, annuities, retirement planning in Leek, financial planning in Leek, investment planning in Leek, life insurance advice, pension consolidation, portfolio management Leek, business planning, bridging finance Leek, investment planning, and more.


Financial Advisors Near Leek

Also find: Thorncliffe financial advisors, Onecote financial advisors, Cheddleton financial advisors, Upper Hulme financial advisors, Biddulph Moor financial advisors, Brown Edge financial advisors, Rudyard financial advisors, Bagnall financial advisors, Winkhill financial advisors, Blackshaw Moor financial advisors, Meerbrook financial advisors, Horton financial advisors, Stockton Brook financial advisors, Bradnop financial advisors, Bottomhouse financial advisors, Ipstones financial advisors and more.

Leek Financial Advice Services

Find a Financial Advisor in Leek Here
Financial Advice Enquiries in Leek Staffordshire (01538)
  • Leek Independent Financial Advice
  • Leek Retirement Planning
  • Leek Financial Advice Quotations
  • Leek Tax Advice
  • Leek Mortgage Advice
  • Leek Life Insurance Advice
  • Leek Estate Planning
  • Leek Trustee Investments
  • Leek Corporate Financial Planning
  • Leek Wealth Management
  • Leek Pension Advice
  • Leek Investment Advice
  • Leek Cheap Financial Advice
  • Leek Cashflow Analysis

Financial Advisors Around Leek: People who live in the following streets and areas have just recently enquired about financial advice - Churnet Close, Churchill Avenue, Spencer Avenue, Bluestones Close, Basford Lane, Dampier Street, Shirley Street, Bottom Lane, Derby Street, Daintry Close, Spicerstone Estate, Barnfield Road Industrial Estate, Trafford Close, Sleigh Grove, Cornhill Street, St Edwards Road, The Willows, Ashdale Road, Springfield Drive, The Hollins, Dairy Close, Beech Grove, Ball Haye Street, Sandybrook Lane, Arden Close, Thorncliffe Road, Cornhill, as well as the following Leek area postcodes: ST13 5NX, ST13 5HA, ST13 5NL, ST13 5BU, ST13 5PL, ST13 5DU, ST13 5ET, ST13 5BN, ST13 5JS, ST13 5RA.

Financial Advisor Jobs Leek: Browse financial adviser jobs in Leek by clicking here: General Financial Advisor Jobs

Leek Staffordshire UK: The attractive, ancient market town of Leek is situated in the county of Staffordshire (Staffs) in the West Midlands area of the United Kingdom. Leek is roughly 10 miles from Stoke-on-Trent and 24 miles from Stafford, villages and towns nearby include Winkhill, Thorncliffe, Stockton Brook, Rudyard, Biddulph Moor, Horton, Meerbrook and Brown Edge. Leek has the telephone dialling code 01538, has a population of approximately 20,000 and is in the postcode district ST13. Leek is situated on the River Churnet and is the administrative centre for Staffordshire Morlands District Council. The brilliant 18th Century canal engineer James Brindley lived and worked in Leek as did the founder of the Arts and Crafts movement, William Morris during the 19th Century. Well known tourist attractions close to Leek include Rudyard Lake and the Rudyard Lake Steam Railway. (Tags: Leek Staffs, Leek England, Leek UK, Leek Staffordshire)

Independent financial advisor in ST13 area, and dialling code 01538.

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