Financial Advisor Poole

Poole Independent Financial Advice & Investment

Financial Advisor Poole Dorset (BH15): If you are seeking financial advice for the very first time, trying to locate a reliable financial advisor advisor in the Poole area can be a challenging experience. Whether you're looking for investments, mortgage, pension or even insurance guidance, all professional financial advisors have one thing in common; they must all observe the regulations set by the FCA (Financial Conduct Authority). Any advice given from a FCA authorised financial advisor in Poole comes with the guarantee that if things go awry, you can get in touch with the Financial Services Compensation Scheme or the Financial Ombudsman Scheme.

Free Poole Financial Advisor Quotes

A decent starting point in choosing a financial advisor in Poole can be family and friends, but keep in mind that the type of advice you're looking for might be somewhat different to theirs. Their advice needs to be tailored to your particular situation, and every financial advisor isn't suitable for everybody. Selecting the right financial advisor is crucial and it is a good idea to talk with at least three different firms in order to investigate the various options they offer, and to find one that you feel comfortable with and can trust.

Financial Advisor Poole Dorset (BH15)

Restricted advisors and independent financial advisors (IFA), are the 2 principal types of financial advisor in Poole. An IFA will not be limited to just one provider's services or products. Encompassing the full spectrum of financial products and companies, independent financial advice should be offered in an unbiased and impartial way to clientele. Using an independent financial advisor should permit you to choose between the widest possible array of products. If you go to a restricted advisor you'll find that they could be restricted to products and services of one particular firm, or as with a mortgage advisor, may only be focused on one product.

Before accepting you as a client, any financial advisor must tell you about their charges, as demanded by the Financial Conduct Authority. Although it can vary based upon the type of service or product you're interested in, there could be an hourly rate, a set fee, or you may even be charged a specific percentage of what you are investing. To enable you to discuss your goals and determine whether the advisor is a right fit for you and your circumstances, you could be offered the possibility of a free first consultation. Your account may be managed by a team as opposed to a single advisor, if you opt to use one of the larger Poole firms.

Financial Advisors Poole UK (01202)

You'll be required to fill out a "Fact Find" document, which is a confidential disclosure form relating your targets and financial situation to the advising company. You'll also be given an Initial Disclosure, or Key Facts Document, which gives you information about the financial advisor, their status to offer restricted or independent advice and the extent of their permissions in the financial arena. Your own rights will also be laid out in this document, together with your options if you need to make a complaint because you aren't satisfied with the service you're given. It should outline what you're committing yourself to, and any possible benefits and risks that exist if you elect to take the offered advice, and it must be written in plain language. This document must also inform you about the allowed cooling-off period. This enables you to cancel the agreement within a specific number of days, and if any penalties are incurred.

When talking with the financial advisor the very first time you should check their experience and qualifications. After all you are about to entrust your long-term financial wellbeing to their skill, so you must not be embarrassed about asking these questions. All financial advisors in Poole must hold at least a Level 4 qualification and present an annual Statement of Professional Standing. When checking the Financial Services Register, you don't need to freak out if your advisor's name does not show up on there; you should be able to find the firm name, and this means that the legislation covers all of their employees. If these cannot be presented the person may still offer financial guidance as opposed to advice. Guidance is different to advice as it's not regulated, and if financial blunders are made there will probably be no recourse to the client.

Financial Advisor Quotes in Poole Dorset

If you're looking for advice on investments you will be asked the amount of risk you're ready and able to take on. High risk investments may offer larger rewards, but some or all of your money could be lost. Your savings goals should be taken into account if decent investment and financial advice is to be given, i.e. how rapidly you need to access your money, short or long term investments and how much cash you want to invest. One question you should ask yourself, which is normally neglected, is just how much money you can really afford to lose. This may well influence the services and products that could be offered for your consideration, and is referred to as your capacity for loss.

Financial Advice Near Poole Dorset

You should tell your financial advisor about any existing investments, regular outgoing payments, mortgage loans or personal savings. They'll need these details, so they can get a clear picture of your financial situation and give the correct advice for your needs. Spreading the risk across a number of different products through the diversification of your investments and savings, is something that sound financial advice should embrace. A competent financial advisor in Poole will understand the best areas to consider, which match your financial situation and your goals.

Your financial advisor will try to communicate in the clearest possible way, to reveal the multifaceted world of finance. You should be in a position to come to an informed and educated decision when you have compared the various services and products which meet your needs. You can maybe ask your advisor to only choose ethical investment and savings schemes. This will allow you to give your support to firms and organisations which match your concerns, e.g. renewable energy or zero carbon, or perhaps avoiding firms that don't meet your requirements.

Having constant interactions with your financial advisor in Poole could cause complications with your work life and other obligations. To allow you to seek advice at times that suit you, face-to-face meetings can be backed up with video conferencing and telephone calls. Remote and home working is now so common, and an established financial advice provider in Poole will have strict measures in force to keep your details confidential and secure, even if you rarely have a face-to-face meeting with your advisor.


You must always remember that the financial sector can be a volatile one, and the value of your investments can just as easily go down as well as up. If it happens that your investment is not making as much money as you were hoping for, it can be a frustrating and worrying time. Unfortunately, a downward spiraling of your investment isn't a recognised basis for complaint, unless of course it's down to wrong or misleading information from your financial advisor.

Independent Financial Advisor Near Poole (BH15)

As laid out in the Key Facts Document, any disputes should start out with the firm's official complaints procedure. If your financial advisor is registered with the Financial Conduct Authority, you can inform the Financial Ombudsman of the problem if it is unresolved within the time period stipulated by the regulating body.

After looking into the cause for complaint, the Financial Ombudsman will make a ruling on the issue. If it's found that the complaint is justifiable, a decision will be made on how the customer can be compensated. On acceptance by the client, the ruling becomes legally binding, and the advisor and their firm must abide by it. Any inconvenience, distress, trouble and upset caused to the customer during the situation, will be considered when the Financial Ombudsman establishes the level of compensation.

Book a Financial Advisor in Poole UK

Financial advice can be provided in Poole and also in nearby places like: Broadstone, Sandbanks, Christchurch, Creekmoor, Sterte, Oakdale, Parkstone, Longfleet, Lilliput, Corfe Mullen, Waterloo, Upton, Bournemouth, Stanley Green, Hamworthy, Hill View, Hillbourne, as well as in these postcodes BH12 1BT, BH12 1HA, BH12 2AW, BH12 1QA, BH12 1PB, BH12 1NG, BH12 1JY, BH12 1AL, BH12 2AJ, BH12 1DP. Locally based Poole financial advisors will probably have the postcode BH15 and the phone code 01202.

Poole Financial Advice Services

Financial Advice Tasks Poole

There are a number of different services which are provided by your local Poole financial advisor including investment bonds, pension consolidation Poole, general financial planning, life assurance advice, business planning Poole, stakeholder pensions Poole, divorce planning, mutual funds in Poole, inheritance tax planning, offshore investments in Poole, will writing services, personal financial planning in Poole, retirement planning Poole, ISA's, cashflow analysis, pension drawdowns, corporate bonds, independent financial advice, tax financial planning in Poole, financial services Poole, trusts, pension advice Poole, unit trusts, corporate financial planning, bridging finance Poole, and lots more.

Dorset Financial Advice Enquiries

Financial Advice Enquiries Dorset

Recent Dorset financial advice enquiries: Matei Doble and Esmae Doble from Bradford Abbas, Dorset recently asked for information on offshore investments. Eshal Heather and Indiana Heather from Colehill, Dorset recently asked for information on investment bonds. Huw Lawson and Emelia Lawson from Southbourne recently enquired about getting financial advice. Mr and Mrs Smith from Marnhull, Dorset recently asked for information on equity release. Talia Wallace and Chase Wallace from Wyke Regis recently asked for information on offshore investments. Axl Pointer from Bothenhampton recently enquired about financial planning. Claudia Ballantyne from Sixpenny Handley recently enquired about financial planning. George Church from Sturminster Marshall recently asked for information on family income benefit.

A Financial Advisor's Regular Duties

  • A financial advisor speaks to clients about their plans and finances.
  • A financial advisor researches financial products and explains them clearly and simply to clients.
  • A financial advisor updates clients about their investments.
  • A financial advisor negotiates with financial product providers.
  • A financial advisor produces comprehensive financial reports.
  • A financial advisor meets targets for sales and performance.
  • A financial advisor keeps up to date with new financial products and law changes.
  • A financial advisor maintains a record of potential transactions and clients.
  • A financial advisor provides consultation, education and counselling regarding investments and finances.
  • A financial advisor works in conjuction with associates to gather market information, statistics and trends.

Financial Advisors Near Poole

Also find: Bournemouth financial advisors, Hill View financial advisors, Broadstone financial advisors, Christchurch financial advisors, Sterte financial advisors, Longfleet financial advisors, Hillbourne financial advisors, Creekmoor financial advisors, Oakdale financial advisors, Upton financial advisors, Hamworthy financial advisors, Lilliput financial advisors, Waterloo financial advisors, Corfe Mullen financial advisors, Parkstone financial advisors, Stanley Green financial advisors, Sandbanks financial advisors and more.

Poole Financial Advice Services

Find a Financial Advisor in Poole Here
Financial Advice Enquiries in Poole Dorset (01202)
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Financial Advisors Around Poole: Financial advice has recently been provided in these Poole streets and areas - Ashbrook Walk, Boldre Close, Cobbs Lane, Benmoor Road, Sandringham Road, Ashmore Avenue, Alipore Close, Cinnamon Lane, Cashmoor Close, Avalon, Alton Road East, St Aldhelms Close, Bracken Glen, De Redvers Road, Douglas Gardens, Carsworth Way, Dacombe Close, Consort Close, Strand Street, Britannia Road, Bury Road, Beckhampton Road, Burbridge Close, Beaconsfield Road, Ardmore Road, Archway Road, Sandecotes Road, Tower Park, St Clair Road, Cleeves Close, as well as the following Poole area postcodes: BH12 1BT, BH12 1HA, BH12 2AW, BH12 1QA, BH12 1PB, BH12 1NG, BH12 1JY, BH12 1AL, BH12 2AJ, BH12 1DP.

For the best local info relating to Poole, Dorset check here

Independent financial advisor in BH15 area, (dialling code 01202).

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